Senior Compliance Officer

Gender: Male
Nationality: Cambodian

Work Experience

Senior Compliance Officer

- November 2011 to Present

PRASAC MFI - Phnom Penh

MFI

Responsibilities:

  • Be a loan approval committee
  • In Charge review Multi-Cash and ATM Transaction Report and CTR/SRT.
  • Act as compliance officer to combat money laundering 
  • Sample check saving file to make sure supporting for account opening are accurate
  • Sample check on customer transactions to raise-up suspicious transactions
  • Support Branch Manager in deliver all new/changed policies, guideline, procedure and memo issue by head office.
  • Ensure all new/changed policies, guidelines, procedures and memo are communicate and understand to branch staff.
  • Monitor on the implementation of all applicable policies, guidelines, procedures and memo to ensure the compliance rate is high.
  • Perform compliance testing program as assigned by risk department.
  • Ensure on time reporting all non-compliance or compliance breach to risk management department.
  • Deliver and oversight the implementation of Operational Risk‘s agenda at branch level as assigned by risk management department.
  • Detect possible fraud within branch


Education

MA in Management

- 2015 to 2017

Western University - Cambodia

BA in Marketing

- 2008 to 2012

Human Resource University - Cambodia

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Senior Compliance Officer

PRASAC MFI

Cambodian

Work Experience

Senior Compliance Officer

PRASAC MFI - Phnom Penh

November 2011 to Present

MFI

Education

MA in Management

Western University - Cambodia

2015 to 2017

BA in Marketing

Human Resource University - Cambodia

2008 to 2012

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